CareerFinders, on behalf of our client, a rapidly expanding CySEC Licensed Investment Firm with offices in Limassol, we are seeking to recruit a Compliance Officer to join their team. The successful applicant will possess a minimum of 1+ years of relevant experience as a Compliance Officer within a regulated investment firm and will be a holder of the CySEC Advanced certification.
Providing support to members of the compliance team to fulfil the group’s reporting obligations.
Keeping up to date and following up with national and EU legal/regulatory developments.
Review Marketing material for approval before posting.
Performing reviews in accordance with the group compliance risk assessment and monitoring program to assess the group’s compliance with its legal and regulatory obligations.
Implement the Compliance Monitoring Program by carrying out the compliance reviews and checks.
Monitoring sales telephone calls for compliance with marketing regulations and preparing phone call inspection reports.
Developing, designing and re-designing the appropriate procedures of the Company.
Assist staff with AML/KYC related escalations.
Provide reports as directed, to keep the Board and senior management informed of the operation and progress of compliance efforts.
Assist in maintaining the accuracy of compliance records, tests, training materials, logs, correspondence, reports, procedures, forms, policies, programs, and manuals.
Performing any other compliance-related tasks that may be assigned.
Ideally educated to Degree Level in Law or related field.
Minimum 1+ year of experience as a Compliance Officer or in a similar role within the retail FX industry.
Holder of the CySEC Advanced Certification.
Highly organized, rigorous, methodical, and focused.
Excellent knowledge of the English Language both written and oral.
Phenomenal analytical ability, and a problem solver with the ability to think out of the box.
Possess the ability to multi-task and prioritize.
Ability to work under pressure.