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Compliance , Forex
Location: Cyprus,Larnaca
Reference: 5022
Date Posted: 08/04/2021
Compliance Officer
CareerFinders, on behalf of our client, a long-established and highly respected CySEC Licensed Investment firm with offices in the heart of Larnaca, we are seeking to recruit a Compliance Officer to join their expanding team. The successful applicant will ideally hold approximately 3+ years of professional experience in a Compliance-related position, ideally within a regulated investment firm. Fluency in English is a must.
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Key Duties/Responsibilities:
  • Reports to the Company’s Head of Compliance making relevant recommendations by monitoring and assessing the level of compliance risk that the Company faces.
  • Monitors the adequacy and effectiveness of the measures and procedures of the Company making necessary amendments to ensure compliance with CySEC requirements.
  • Designs and implements the Company’s Compliance Monitoring Program ensuring that periodic compliance audits are carried out.
  • Prepares the Annual Compliance Officer Report.
  • Monitors the Company’s complaint handling policy to ensure the prompt resolution of client complaints/grievances and ensuring that adequate records are kept in this respect.
  • Ensures that Company’s reporting obligations and relevant notifications to CySEC are made in an accurate and prompt manner and within the deadlines set by CySEC.
  • Liaises with Company’s External and Internal Auditors providing necessary information to carry out their annual examination.
  • Is updated with changes in the legal framework making suggestions to Head of Compliance for implementation in Company’s business to ensure compliance with the changed requirements.
  • Ensures that orderly records of Company’s correspondence with CySEC and/or any other competent authority are kept both in an electronic and hard copy form.
  • Provides guidance and assistance to all departments of the Company responding to compliance enquires, as necessary.
  • Trains the staff of the Company in relation to compliance function, as necessary.
  • Carries out any further duties assigned by the Head of Compliance.
Key Skills/Experience:
  • University Degree in Legal, Finance or Economics field or similar.
  • Minimum 3-4 years’ experience in a similar position, ideally within a CySEC Regulated Investment Firm.
  • Experience within regulated company would be considered an advantage
  • Preferably holding CySEC Certificates of Professional Competence.
  • Excellent verbal and written communication skills in English are a must.

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