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Compliance , Forex
Location: Cyprus,Limassol
Reference: 4566
Date Posted: 04/08/2020
Compliance Officer
CareerFinders, on behalf of our client, a CySEC Licensed Investment Firm with offices in Limassol, we are seeking to recruit a Compliance Officer to join their expanding team of professionals. The successful applicant will have a minimum of 2+ years of relevant professional experience and be a holder of the CySEC Advanced Certification.
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Key Duties/Responsibilities:
 
  • Liaising with all relevant business and supporting areas within the Company.
  • Providing assistance in the monitoring of the adequacy and effectiveness of the measures and procedures of the Company.
  • Advising and assisting the relevant persons responsible for carrying out the investment services to be in compliance with the Law.
  • Providing assistance to the Compliance Officer, in preparing the annual written reports.
  • Providing assistance regarding trainings and educating the staff of the Company in respect with the compliance function according to the Law.
  • Providing assistance with the monitoring of legal and regulatory developments and assess their impact on the compliance of the firm's ongoing business processes.
  • Review, amend and approve marketing communications of the firm.
  • Providing assistance to maintain and update internal policies and procedures of the firm, in order to be in line with regulatory requirements.
  • Providing assistance to maintain records of internal approvals, personal trading statements, communications with authorities etc.
  • Providing assistance to develop and deliver training on compliance issue to the firm's personnel.
  • Design Company’s Policies and procedures related to compliance and AML matters.
  • Review all Company’s policies and procedures in order to be in line CySEC requirements.
  • Review company’s marketing/promotional material advising on amendments needed.
  • Monitor transactions.
  • Assist with the Internal Audit.
  • Review and draft contracts, terms and conditions and any other legal documents.
  • Analyzing changes in the Laws and regulations, keeping the Company's Internal Operations Manual up to date and monitoring implementation.
  • Identification of the risks relating to the firm's activities, processes and systems.
 
Key Skills/Experience:
 
  • University / College Degree in Law, Economics, Finance or any other relevant field.
  • Holder of CySEC Advanced Certificate is a must.
  • Excellent knowledge of rules and regulations of CySEC, MIFID II.
  • Up to date with CySEC circulars.
  • At least 2+ years of experience in a previous Compliance role within a CIF company.
  • Excellent computer skills.
  • Excellent communication skills in both Greek & English (Written & Spoken).
  • Strong analytical skills.
  • Organized, diligent, and able to pay attention to detail.
  • Ability to work under pressure and tight deadlines.
  • Team player with Strong work ethic.
  • Leading and supervising skills.

To apply for this vacancy, please send your CV, along with any covering letter to jobs@careerfinders.com.cy quoting the above job title. Please note that due to the high volumes of applications received only shortlisted applicants will be responded to. By sending us your CV you are giving CareerFinders your consent to be contacted for this and any other suitable vacancies that we believe match your skills and experience. To view our privacy policy, please click www.careerfinders.com.cy/privacy-policy.
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Office 102, 1st Floor, 98 Pafou Road,
Limassol. 4152, Cyprus
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